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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-11
FL RA APPROVED 2000-10-01
  • TX RA
    APPROVED
    Since 2018-01-11
  • FL RA
    APPROVED
    Since 2000-10-01

Branch Locations

13100 Nw 27Th Ave, Opa Locka, FL 33054 • United States

8390 Nw 27Th Ave, Miami, FL 33147 • United States

19500 Nw 27Th Ave, Miami Gardens, FL 33056 • United States

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Miami Gardens FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Miami Gardens FL 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-10
  • S66 Uniform Combined State Law Examination
    2001-09-10

View on SEC IAPD

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