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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2019-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Funds Management, Llc | Menomonee Falls | WI | 01/2005 | 10/2021 |
| Wells Fargo Funds Distributor, Llc | Menomonee Falls | WI | 04/2005 | 10/2021 |
| Allspring Funds Distributor, Llc | Menomonee Falls | WI | 11/2021 | Present |
| Allspring Funds Management, Llc | Menomonee Falls | WI | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-01-31 |
| S66 | Uniform Combined State Law Examination | 1999-10-16 |
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