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Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2019-02-20
  • UT RA
    APPROVED
    Since 2019-02-20

Branch Locations

Mapleton, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Funds Management, Llc Menomonee Falls WI 01/2005 10/2021
Wells Fargo Funds Distributor, Llc Menomonee Falls WI 04/2005 10/2021
Allspring Funds Distributor, Llc Menomonee Falls WI 11/2021 Present
Allspring Funds Management, Llc Menomonee Falls WI 11/2021 Present
  • 01/2005 → 10/2021
    Wells Fargo Funds Management, Llc
    Menomonee Falls, WI
  • 04/2005 → 10/2021
    Wells Fargo Funds Distributor, Llc
    Menomonee Falls, WI
  • 11/2021 → Present
    Allspring Funds Distributor, Llc
    Menomonee Falls, WI
  • 11/2021 → Present
    Menomonee Falls, WI
Previous Registrations
  • 2005-01-01 → 2019-02-20
    Menomonee Falls, WI
  • 2003-09-17 → 2005-01-01
    Strong Capital Management Inc
    Menomonee Falls, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-01-31
S66 Uniform Combined State Law Examination 1999-10-16
  • S65 Uniform Investment Adviser Law Examination
    2003-01-31
  • S66 Uniform Combined State Law Examination
    1999-10-16

View on SEC IAPD

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