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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-02 |
Branch Locations
9100 S Dadeland Blvd Ste 1500, Miami, FL 33156-7816 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Wilmington | DE | 04/2009 | 02/2026 |
| Penn Mutual Life Ins Co | Horsham | PA | 03/2009 | 02/2026 |
| Ameriprise Financial Services, Llc | Miami | FL | 02/2026 | Present |
Real Estate Ownership; Commercial; 13735 SW 83rd Ct, , Palmetto Bay, FL, 33158; Not Investment-Related; 01/01/1996. Independent Insurance Brokering; Penn Mutual; 03/01/2026; Term Life, Whole Life / National Life; 06/04/2026; Whole Life. Business Ownership; Guisasola Torres LLC; Co-owner; Manage Ameriprise Business; 9100 S Dadeland Blvd, Suite 1500, Miami, FL, 33156; Investment-Related; 03/01/2026; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-21 |
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