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Joyce Babcock

Wells Fargo Advisors Financial Network, LLC

Bridgehampton, NY

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-01
  • NY RA
    APPROVED
    Since 2025-05-01

Branch Locations

2385 Main St #7 1St Fl, Bridgehampton, NY 11932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Southampton NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Southampton NY 11/2016 05/2025
Wells Fargo Advisors Financial Network, Llc Southampton NY 05/2025 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY, INVESTMENT RELATED, WARWICK, NY, 100% OWNERSHIP, START 10/2009, 0 HRS MONTH, 0 HRS DURING TRADING, LANDLORD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-17
S63 Uniform Securities Agent State Law Examination 1997-02-21
  • S65 Uniform Investment Adviser Law Examination
    1997-03-17
  • S63 Uniform Securities Agent State Law Examination
    1997-02-21
Other Names
  • Joyce Szczepankowski Babcock

View on SEC IAPD

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