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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-02-12 |
Branch Locations
1300 East 9Th Street, Suite 1900, Cleveland, OH 44114 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gries Financial Llc | Cleveland | OH | 09/2003 | 01/2026 |
| Arax Advisory Partners, Llc | Denver | CO | 02/2026 | Present |
1) Center for Principled Family Advocacy and S.T.A.R.T.(Support To At-Risk Teens), not investment-related, 600 Superior Ave, Cleveland, OH 44114, Family advocacy group, Treasurer, started 01/01/2020, 4 hours/ month, 1 hour during trading hours, treasurer in finance group 2) Lutheran Metropolitan Ministries, not investment-related, 4515 Superior Ave., Cleveland, OH 44103; Provides Guardianship, Housing & Shelter, Workforce Development, and Youth Resiliency; Executive Board Member and Treasurer; started 01/2023; 4 hours/ month, 1 hour during trading hours.
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