Brian Carlyle Perkes

Current Employers

Employment History

• 07/1998 → 06/2017
  Oppenheimerfunds Distributor, Inc.
  Englewood, CO
• 08/2017 → 03/2018
  Crossmark Distributors, Inc.
  Houston, TX
• 08/2017 → 03/2018
  Crossmark Global Investments, Inc.
  Houston, TX
• 03/2018 → Present
  Advisors Asset Management, Inc
  Monument, CO
• 12/2022 → 12/2024
  Thornburg Securities Llc
  Santa Fe, NM
• 01/2025 → Present
  Thornburg Investment Management
  Santa Fe, NM

Previous Registrations

• 2018-04-04 → 2022-12-06
  Advisors Asset Management, Inc.
  Frisco, TX
  Boerne, TX
  Frisco, TX
• 2000-09-13 → 2005-12-19
  Ofi Private Investments Inc
  New York, NY

Other Businesses

1)Name:Old Timer Properties, LLC Address:3765 Silver Oaks Lane Frisco, TX 75033 Nature:Rental Property Start:March 2011 Duties:Pay bills 1 hr month LLC that holds rental property. Managed by management company. Not investment related 2)Name:The Church Of Jesus Christ of Latter-day Saints Address:10400 Legacy Dr. Frisco, TX 75033 title:Stake Presidency 1st Counselor start:12/1/2020 time:5 hours a wk not business securities related. Volunteer local clergy at church. Help in organizing the weekly church meeting, activities and ministry. No compensation. 3)Name:Rental Home Address:14504 N Asher Way Heber City, UT 84032 title:owner start:1/04/2021 time:Minimal. A property manager is managing the property. not business securities related.

Exams

• S66 Uniform Combined State Law Examination
  2018-04-04
• S63 Uniform Securities Agent State Law Examination
  1997-04-18