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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-09-05
  • CO RA
    APPROVED
    Since 2025-09-05

Branch Locations

Aurora, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Dankat, Llc Aurora CO 05/2015 Present
Avantax Insurance Services, Llc Aurora CO 03/2017 09/2025
Avantax Investment Services, Inc. Aurora CO 03/2017 09/2025
Avantax Advisory Services Aurora CO 03/2017 09/2025
Cetera Wealth Services, Llc Aurora CO 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
Dankatpar, Llc Parker CO 10/2025 Present
  • 05/2015 → Present
    Dankat, Llc
    Aurora, CO
  • 03/2017 → 09/2025
    Avantax Insurance Services, Llc
    Aurora, CO
  • 03/2017 → 09/2025
    Avantax Investment Services, Inc.
    Aurora, CO
  • 03/2017 → 09/2025
    Avantax Advisory Services
    Aurora, CO
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Aurora, CO
  • 09/2025 → Present
    Schaumburg, IL
  • 10/2025 → Present
    Dankatpar, Llc
    Parker, CO
Previous Registrations
  • 2017-03-21 → 2025-09-05
    Avantax Advisory Services
    Aurora, CO
  • 2009-08-19 → 2015-05-18
    Denver, CO
    Englewood, CO
    Denver, CO
  • 2005-07-06 → 2005-10-04
    Chase Investment Services Corp.
    Denver, CO
  • 2004-11-10 → 2005-07-06
    Banc One Securities Corporation
    Denver, CO
  • 2003-05-20 → 2004-11-22
    Invest Financial Corporation
    Las Vegas, NV
  • 2001-07-10 → 2003-05-15
    Las Vegas, NV
Other Businesses

1. Dana Weddle~'NIR'~16816 W Weaver Place~Aurora~CO~80016~Operational and/or Marketing Name~Other~3/1/2017~60hrs~30hrs~Operational and/or Marketing name for Avantax 2. Dankat, LLC~'NIR'~23973 E Prospect Ave~Aurora~CO~80016~Other~Owner/Sole Proprietor~5/1/2015~120hrs~60hrs~Owns a bakery specializing in bundt cakes; 3. NAME OF OTHER BUSINESS: DANKATPAR, LLC; INVESTMENT RELATED: NO; ADDRESS: 18901 MAINSTREET, STE. C, PARKER, CO 80134; NATURE OF BUSINESS: FRANCHISE BAKERY; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: MANAGE DAY TO DAY OPERATIONS OF PREMIUM FRANCHISE BAKERY;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-08-18
S63 Uniform Securities Agent State Law Examination 1997-04-21
  • S65 Uniform Investment Adviser Law Examination
    2009-08-18
  • S63 Uniform Securities Agent State Law Examination
    1997-04-21

View on SEC IAPD

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