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Janet Margaret Barnes

Stifel, Nicolaus & Company, Incorporated

San Francisco, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-07-31
  • CA RA
    APPROVED
    Since 2012-07-31

Branch Locations

One Montgomery Street Suites 3300, 3500, 3600, & 3700, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated San Francisco CA 07/2012 Present
Previous Registrations
  • 2012-06-11 → 2012-07-31
    Stifel Independent Advisors, Llc
    St. Louis, MO
    San Franscisco, CA
  • 2012-03-01 → 2012-06-11
    Stifel, Nicolaus & Company, Incorporated
    San Francisco, CA
  • 2010-07-29 → 2012-03-01
    Thomas Weisel Partners Llc
    San Francisco, CA
  • 2007-07-27 → 2008-08-26
    Morgan Stanley & Co. Llc
    San Francisco, CA
  • 2004-04-12 → 2007-07-30
    Thomas Weisel Partners Llc
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
  • 2004-01-12 → 2004-03-19
    Oppenheimer & Co. Inc.
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-15
S63 Uniform Securities Agent State Law Examination 1998-08-13
  • S66 Uniform Combined State Law Examination
    2003-12-15
  • S63 Uniform Securities Agent State Law Examination
    1998-08-13

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
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