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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-22 |
| OH | RA | APPROVED | 2020-01-31 |
Branch Locations
255 Executive Drive Suite 203, Plainview, NY 11803 • United States
Bellmore, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maxim Group Llc | Woodbury | NY | 02/2007 | 07/2018 |
| National Securities Corp | Plainview | NY | 07/2018 | 07/2022 |
| National Asset Management | Plainview | NY | 01/2020 | 07/2022 |
| B. Riley Wealth Management | Plainview | NY | 07/2022 | Present |
| B. Riley Wealth Advisors | New York | NY | 07/2022 | Present |
1)B. RILEY WEALTH INSURANCE, INVESTMENT RELATED; 255 EXECUTIVE DR,STE 305 PLAINVIEW NY 11803; INSURANCE, AGENT, START DATE: 07/2018, 2 HOURS/MONTH DURING TRADING HOURS. 2)NORTH SHORE WEALTH MANAGEMENT, LLC, INVESTMENT RELATED, 255 EXECUTIVE DRIVE STE 305, PLAINVIEW, NY 11803, DBA, BROKER, START 07/2018, 160 HOURS/MONTH DURING TRADING HOURS, PROVIDE FINANCIAL SERVICE NEEDS...
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-22 |
| S65 | Uniform Investment Adviser Law Examination | 1999-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-19 |
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