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Susan Camille Cromwell

LPl Financial LLC

Knoxville, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-02-09
CA RA APPROVED 2018-02-14
  • TN RA
    APPROVED
    Since 2021-02-09
  • CA RA
    APPROVED
    Since 2018-02-14

Branch Locations

Knoxville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Tampa FL 01/2014 02/2018
Logix Fcu Santa Clarita CA 01/2014 01/2021
Lpl Financial Llc Knoxville TN 02/2018 Present
  • 01/2014 → 02/2018
    Invest Financial Corporation
    Tampa, FL
  • 01/2014 → 01/2021
    Logix Fcu
    Santa Clarita, CA
  • 02/2018 → Present
    Lpl Financial Llc
    Knoxville, TN
Previous Registrations
  • 2014-01-27 → 2018-02-14
    Invest Financial Corporation
    Woodland Hills, CA
    Newbury Park, CA
    Chatsworth, CA
    Santa Clarita, CA
  • 2008-09-04 → 2013-12-31
    Concourse Financial Group Securities, Inc.
    Simi Valley, CA
    Valencia, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-03
S63 Uniform Securities Agent State Law Examination 1999-07-26
  • S66 Uniform Combined State Law Examination
    2008-09-03
  • S63 Uniform Securities Agent State Law Examination
    1999-07-26
Designations
Other Names
  • Susan Shoop
  • Susan Camille Dillon
  • Susan Camille Dillon-Mather

View on SEC IAPD

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