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Current Employers
Tucker Asset Management Llc

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2018-04-09
UT RA APPROVED 2018-04-09
  • ID RA
    APPROVED
    Since 2018-04-09
  • UT RA
    APPROVED
    Since 2018-04-09

Branch Locations

4603 Skyway St Ste 103, Caldwell, ID 83605 • United States

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tucker Asset Management Llc Littleton CO 04/2018 Present
Elison Financial Group Caldwell ID 02/1991 Present
Other Businesses

FIXED INSURANCE SALES THROUGH VARIOUS INSURANCE COMPANIES.EX: AIG SUN AMERICA, CONSECO ETC... I AM EMPLOYED WITH 1ST. MARINER BANK AS A MORTGAGE LOAN OFFICER. THEY ARE LOCATED IN BALTIMORE, MARYLAND. I STARTED WITH THEM IN 2005. IT IS USED AS A TOOL, DAY TO DAY, ALONG WITH THE OTHER FINANCIAL TOOLS THAT I USE. I HAVE A FARM THAT I RENT TO ANOTHER FARMER. I ALSO RUN SOME CATTLE ON THE LAND. I STARTED THIS IN 2007, I AM THE OWNER OF THE LAND AND ANIMALS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-29
S63 Uniform Securities Agent State Law Examination 1997-05-13
  • S65 Uniform Investment Adviser Law Examination
    2018-03-29
  • S63 Uniform Securities Agent State Law Examination
    1997-05-13

View on SEC IAPD

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