Francisco Rafael Hernandez

Current Employers

Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-02-14

NY RA
APPROVED

Since 2023-02-14

Branch Locations

Floral Park, NY • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mwa Financial Services Inc	Rock Island	IL	10/2014	11/2016
Modern Woodmen Of America	Rock Island	IL	09/2014	11/2016
The O.N. Equity Sales Company	Cincinnati	OH	02/2017	12/2018
Ohio National Financial Services	Cincinnati	OH	11/2014	12/2018
Knights Of Columbus	New Haven	CT	01/2019	Present

10/2014 → 11/2016

Mwa Financial Services Inc

Rock Island, IL
09/2014 → 11/2016

Modern Woodmen Of America

Rock Island, IL
02/2017 → 12/2018

The O.N. Equity Sales Company

Cincinnati, OH
11/2014 → 12/2018

Ohio National Financial Services

Cincinnati, OH
01/2019 → Present

Knights Of Columbus

New Haven, CT

Other Businesses

1) Insurance Sales; not investment related. KNIGHTS OF COLUMBUS Agent 1 COLMBUS PLAZA NEW HAVEN CT, 06510; 01/2019-present; 160 hours/month (80 during securities trading hours); recruitment, training of new life agents. Helping clients with the purchase of life insurance.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-02-14
S63	Uniform Securities Agent State Law Examination	2013-07-20

S65 Uniform Investment Adviser Law Examination

2023-02-14
S63 Uniform Securities Agent State Law Examination

2013-07-20

Other Names

Frank R Hernandez
Francisco Raphael Hernandez

View on SEC IAPD