Douglas P Hepburn

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-02-01 → 2006-10-17
  Smart Financial Advisors, Llc
  Devon, PA

Other Businesses

1. NAME OF OTHER BUSINESS: FINANCIAL WORKSHOPS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: FINANCIAL EDUCATION; START DATE: 2023; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: FINANCIAL EDUCATION, DIVORCE FINANCIAL PLANNING, ESTATE SETTLEMENT,SALES, MARKETING AND ADMINISTRATION RELATED TO BUSINESS; 2. DBA HEPBURN FINANCIAL ADVISORS; INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; FINANCIAL SERVICES; START 10/2006; 60 HOURS/WEEK DURING SECURITIES TRADING HOURS; OWNER/PRESIDENT 3. NAME OF OTHER BUSINESS: ESTATE OF AUSTIN B HEPBURN INVESTMENT RELATED: NO ADDRESS: 508 ELM AVENUE. PHOENIXVILLE, PA 19460 NATURE OF BUSINESS: FATHERS ESTATE START DATE: 01/01/2016 POSITION/TITLE/RELATIONSHIP: ESTATE EXECUTOR APX NUMBER OF HOURS PER WEEK: LESS THAN 1 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: ESTATE EXECUTOR 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/2023; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELL LIFE AND HEALTH; 5. NAME OF OTHER BUSINESS: LOWER PROVIDENCE JR TRAP; INVESTMENT RELATED: NO; ADDRESS: 2857 EGYPT RD AUDUBON, PA 19407; NATURE OF BUSINESS: YOUTH SPORTS TEAM; START DATE: 2014; POSITION/TITLE/RELATIONSHIP: FOUNDER/EXECUTIVE DIRECTOR; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: PROVIDE GUIDANCE TO VOLUNTEERS ON HOW TO OPERATE TEAM, APPLY FOR GRANTS, ACCOUNTING AND PAY EXPENSES; 6. NAME OF OTHER BUSINESS: TRUSTEE & PERSONAL REPRESENTATIVE FOR GODMOTHER; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TRUSTEE & PERSONAL REPRESENTATIVE FOR GODMOTHER; START DATE: 2/2025; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TRUSTEE & PERSONAL REPRESENTATIVE FOR GODMOTHER; 7. NAME OF OTHER BUSINESS: TRUSTEE FOR GODFATHER; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TRUSTEE FOR GODFATHER; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TRUSTEE FOR GODFATHER;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-16
• S63 Uniform Securities Agent State Law Examination
  1997-02-27

Designations

Other Names

• Douglas Perin Hepburn