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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-02 |
| CO | RA | APPROVED | 2025-12-01 |
Branch Locations
6484 S. Quebec Street, Centennial, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Denver | CO | 05/2001 | 12/2025 |
| Raymond James Financial Services, Inc. | Centennial | CO | 12/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Centennial | CO | 12/2025 | Present |
(1)Name of Business: Gore Financial Management, Inc Address: 6484 S Quebec St, Centennial, CO, 80111-4628, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 10/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: All, this is the DBA we present to clients. (2)Name of Business: GPS Wealth Strategies Group Address: 6484 S Quebec St, Centennial, CO, 80111-4628, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Supporting firm while closing it out. (3)Name of Business: Optima Financial, Inc. Address: 6484 S Quebec St, Centennial, CO, 80111-4628, United States Activity Type: Tax Preparation Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Tax preparation, consulting and advice
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-08 |
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