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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-14 |
| PA | RA | APPROVED | 2010-06-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lancaster | PA | 01/1997 | Present |
| Bank Of America,N.A. | Lancaster | PA | 06/2011 | Present |
I*105955 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ROTARY CLUB OF LANCASTER INVESTMENT RELATED: N ADDRESS OF BUSINESS: LANCASTER, PENNSYLVANIA 17608 NATURE OF BUSINESS: OTHER,NON PROFIT INTERNATIONAL SERVICE CLUB POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 06/01/1991 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: SERVICE CLUB
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-27 |
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