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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-13 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
333 S Grand Ave 12Th Fl [Yk-Rbo], Los Angeles, CA 90071 • United States
333 S Grand Ave 12Th Fl, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Los Angeles | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | Present |
LITTLE DOZEN LLC, INVESTMENT RELATED, CYPRESS, CA, 50% OWNERSHIP, START: 10/7/2005, 5 HOURS PER MONTH/0 DURING TRADING, NO DUTIES. ARKKAO LLC, INV RELATED, LAKEWOOD, CA, 50% OWNER, START: 10/2012, 10 HOURS PER MONTH/0 DURING TRADING. RENTAL PROPERTY, INVT RELATED, LAKEWOOD, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 7/31/2013, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER OF PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-11 |
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