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Derek Reid Johnson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lexington, SC

San Jose, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-08-28
NV RA APPROVED 2013-04-18
TX RA APPROVED_RES 2005-07-27
CA RA APPROVED 1997-07-08
  • SC RA
    APPROVED
    Since 2020-08-28
  • NV RA
    APPROVED
    Since 2013-04-18
  • TX RA
    APPROVED_RES
    Since 2005-07-27
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

Lexington, SC • United States

560 S Winchester Blvd, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 01/1997 Present
Bank Of America,Na San Jose CA 09/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-03
S63 Uniform Securities Agent State Law Examination 1997-04-07
  • S65 Uniform Investment Adviser Law Examination
    1997-05-03
  • S63 Uniform Securities Agent State Law Examination
    1997-04-07
Other Names
  • Derek R Johnson

View on SEC IAPD

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