Clinton Judd Crocker

Current Employers

M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2018-07-31

NC RA
APPROVED

Since 2018-07-31

Branch Locations

6525 Carnegie Boulevard Suite 402, Charlotte, NC 28211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M Holdings Securities, Inc.	Portland	OR	10/2008	Present
Jm Barry & Associates Llc Dba Barry, Evans, Josephs & Snipes	Charlotte	NC	02/1999	Present

10/2008 → Present

M Holdings Securities, Inc.

Portland, OR
02/1999 → Present

Jm Barry & Associates Llc Dba Barry, Evans, Josephs & Snipes

Charlotte, NC

Other Businesses

1) [CUSTOMER NAME] IRREVOCABLE TRUST; 5633 FAIRWAY VIEW DRIVE, CHARLOTTE, NC 28277, 08/01/2008; TRUSTEE; TRUSTEE RESPONSIBILITIES; INVESTMENT RELATED (VARIABLE POLICY); 1 HOUR/MONTH; 1 HOUR/MONTH DURING BUSINESS ACTIVITY; NO COMPENSATION. 2) JM BARRY & ASSOCIATES LLC DBA BARRY, EVANS, JOSEPHS & SNIPES; 1100 KENILWORTH AVE SUITE 110 CHARLOTTE, NC 28204; MEMBER FIRM AFFILIATION; INVESTMENT RELATED; CEO; SALES AND FIRM LEADERSHIP; 02/01/1999; 165 HOURS PER MONTH; 165 HOURS PER MONTH DURING TRADING HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-03-12

S63 Uniform Securities Agent State Law Examination

1997-03-12

Designations

Other Names

Clint Crocker
Clinton J Crocker

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