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Bruce Douglas Hall

Cetera Investment Advisers LLC

Roseburg, OR

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-03
OR RA APPROVED 2020-11-12
  • TX RA
    APPROVED_RES
    Since 2022-11-03
  • OR RA
    APPROVED
    Since 2020-11-12

Branch Locations

2713 Harvard Avenue, Suite 210, Roseburg, OR 97471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. Roseburg OR 05/2008 09/2022
First Allied Advisory Services, Inc Roseburg OR 05/2008 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Roseburg OR 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 05/2008 → 09/2022
    First Allied Securities, Inc.
    Roseburg, OR
  • 05/2008 → 11/2020
    First Allied Advisory Services, Inc
    Roseburg, OR
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Roseburg, OR
  • 11/2020 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2007-01-03 → 2020-11-12
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Roseburg, OR
  • 1997-09-05 → 2007-01-03
    Ffp Advisory Services Inc
    Roseburg, OR
Other Businesses

1. INSURANCE - AGENT 2.) HALL INVESTMENT GROUP; DBA; SOLE PROPRIETOR; 160+HOURS/MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1997-02-25
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1997-02-25

View on SEC IAPD

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LITTLEJOHN FINANCIAL SERVICES INC
DJ FINANCIAL

Other Investors

RANDY NELSON HESCOCK
TIM DAVID WEINBERG
Michael Jeremy Gilliam
Brandon Cecil Gilbert
TODD JOSEPH DIETMEYER
KELLY MICHELLE GARRETT
THOMAS JAKE CAUGHELL
Joshua Aaron Huckins

Other Offices

CETERA INVESTMENT ADVISERS LLC · ROSEBURG, OR
EDWARD JONES · ROSEBURG, OR
CETERA INVESTMENT ADVISERS LLC · ROSEBURG, OR
WELLS FARGO CLEARING SERVICES, LLC · ROSEBURG, OR
D.A. DAVIDSON & CO. · ROSEBURG, OR
EDWARD JONES · Roseburg, OR
EDWARD JONES · ROSEBURG, OR
U.S. BANCORP ADVISORS, LLC · Roseburg, OR

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