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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-06-11 |
| TX | RA | APPROVED_RES | 2017-03-23 |
| VA | RA | APPROVED | 2017-03-23 |
Branch Locations
1021 E. Cary Street Suite 1000, Richmond, VA 23219 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Richmond | VA | 06/1996 | 03/2017 |
| Janney Montgomery Scott Llc | Richmond | VA | 03/2017 | Present |
St Michaels Episcopal School, Richmond, VA. Board Member (05/2025) - serve on risk committee and development committee. Not compensated, not investment related, 3 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-03 |
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