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Michael Chingyuan Chen

Charles Schwab & Co., Inc.

Bellevue, WA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-01-26
  • WA RA
    APPROVED
    Since 2022-01-26

Branch Locations

11100 Ne 8Th St. Suite 250, Bellevue, WA 98004-4465 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Bellevue WA 08/2014 02/2018
Td Ameritrade, Inc. Bellevue WA 02/2018 06/2024
Td Ameritrade Investment Management, Llc Bellevue WA 02/2018 12/2022
Scottrade Investment Management Bellevue WA 10/2014 02/2018
Charles Schwab & Co., Inc Bellevue WA 01/2022 Present
Charles Schwab Bank, Ssb Bellevue WA 07/2022 Present
  • 08/2014 → 02/2018
    Scottrade, Inc.
    Bellevue, WA
  • 02/2018 → 06/2024
    Td Ameritrade, Inc.
    Bellevue, WA
  • 02/2018 → 12/2022
    Td Ameritrade Investment Management, Llc
    Bellevue, WA
  • 10/2014 → 02/2018
    Scottrade Investment Management
    Bellevue, WA
  • 01/2022 → Present
    Charles Schwab & Co., Inc
    Bellevue, WA
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    Bellevue, WA
Previous Registrations
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Seattle, WA
    Bellevue, WA
    Bellevue, WA
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    Seattle, WA
    Bellevue, WA
    Omaha, NE
  • 2016-09-15 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2011-07-08 → 2014-10-03
    Td Ameritrade, Inc.
    Bellevue, WA
  • 2011-07-08 → 2014-10-03
    Td Ameritrade Investment Management, Llc
    Bellevue, WA
    Bellevue, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-02
S63 Uniform Securities Agent State Law Examination 1997-01-24
  • S66 Uniform Combined State Law Examination
    2011-07-02
  • S63 Uniform Securities Agent State Law Examination
    1997-01-24
Other Names
  • Michael C Chen
  • Michael Chen
  • Mike Chen

View on SEC IAPD

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Other Offices

BASECAMP WEALTH ADVISORS, LLC · BELLEVUE, WA
THREADLINE WEALTH · BELLEVUE, WA
SCS · BELLEVUE, WA
STEWARD CAPITAL LLC. · BELLEVUE, WA
GALLAGHER FIDUCIARY ADVISORS, LLC · Bellevue, WA
LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

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