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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-02 |
| CA | RA | APPROVED | 2000-09-27 |
Branch Locations
826 Wilshire Blvd., Santa Monica, CA 90401-1810 • United States
1840 Century Park East Suite 100, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Santa Monica | CA | 05/2000 | Present |
| Charles Schwab Bank, Ssb | Santa Monica | CA | 02/2005 | Present |
1) In-Home Supportive Services (IHSS) provider | Investment Related:No|1441 21st St #203|Santa Monica|CA|90404|US|Other|In-Home Supportive Services (IHSS) provider|2/1/2022|Varies|0|help with grocery shopping and doctor appointment on the weekend
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-13 |
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