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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Tulsa | OK | 01/1997 | 07/2021 |
| Various Insurance Carriers | Bixby | OK | 06/1997 | 07/2021 |
| Lpl Financial Llc | Tulsa | OK | 07/2021 | Present |
1) 1/2021 - SouthPaw Financial / DBA for LPL Business (entity for LPL business) / Investment Related / 0HR / MO / 100% / 4200 E Skelly Dr Suite 1020 Tulsa, Ok 74135
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-06 |
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