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Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-23
CA RA APPROVED 2020-01-07
  • TX RA
    APPROVED_RES
    Since 2022-01-23
  • CA RA
    APPROVED
    Since 2020-01-07

Branch Locations

4000 Macarthur Blvd 10Th Floor, Newport Beach, CA 92660 • United States

555 California Street 45Th Floor, San Francisco, CA 94104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied San Francisco NY 04/2008 01/2021
Goldman Sachs & Co. Llc San Francisco CA 01/2021 Present
  • 04/2008 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    San Francisco, NY
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-06
S63 Uniform Securities Agent State Law Examination 2000-09-23
  • S66 Uniform Combined State Law Examination
    2020-01-06
  • S63 Uniform Securities Agent State Law Examination
    2000-09-23

View on SEC IAPD

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