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Current Employers
Regal Advisory Services, Inc.

950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-08-24
  • FL RA
    APPROVED
    Since 2020-08-24

Branch Locations

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regal Securities New York NY 06/2011 Present
  • 06/2011 → Present
    Regal Securities
    New York, NY
Other Businesses

1) Name of Business: Wall Street Rabbi LLC Nature of Business: Investing Address: no physical address (rep's current address) Position: President / Owner Investment Related: YES Start Date: 2/2018 #Hours/month: 1 (to maintain website) #Hours during trading hours: 0 2) Name: Prestige Employee Administrators Position: Contractor Nature of Position: refer customers to Prestige for referral fee Investment-related: No Start: 1/2019 Hours/month: Less than 1 per week (4 per month tops) Hours during trading: 0 3) Name of Business: Bottom Line Concepts Nature of Business: Consulting firm to large businesses looking to save money on various lines of expenses. Address: 1407 Broadway, 40th Floor, New York, NY 10018 Position: Introducing Broker (client referrals) Investment Related: No Start Date: 2/2020 (had previously been an OBA, dropped it, re-applied for it) #Hours/month: 1hr/week #Hours during trading hours: 0 4) Name: 2005 Eleven LLC Address: 92 SW 3 St., Apt. 5205, Miami FL, 33130 Nature of Business: Purchase, manage and sell real estate for own portfolio Position: Investor Investment-Related: Yes Start Date: 11/2021 Hours per month: <1 Hours during trading: 0 5) Name: 5803 WA LLC Address: 92 SW 3 St., Apt. 5205, Miami FL, 33130 Nature of Business: Purchase, manage and sell real estate for own portfolio Position: Investor Investment-Related: Yes Start Date: 11/2021 Hours per month: <1 Hours during trading: 0 6) Name: Mint PH Capital LLC Position: Owner (sole LLC member) Nature of Position: Owner Investment-related: Yes Nature of Business: Investing in approved Private Securities Transactions Start: 3/2024 Hours/month: 2 - 4 Hours during trading: 0 7) Name: Nada Success LLC Address: 6229 NE 2 Ave, Miami FL 33138 Nature of Business: Purchase, manage and Real Estate Position: Co-owner/investor Investment-Related: Yes Start Date: 5/2025 Hours per month: <1 Hours during trading: 0 8) Name: RAR Prometheus LLC Address: 30 N. Gould St., Ste R, Sheridan, WY 82801 Nature of Business: Investing in approved Private Securities Transactions Position: Member Investment-Related: Yes Start Date: 6/2026 Hours per month: <1 Hours during trading: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-14
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1997-02-19
  • S66 Uniform Combined State Law Examination
    2012-07-14
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1997-02-19
Other Names
  • Ross Furman
  • Rostislav Furman
  • Ross Furman

View on SEC IAPD

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