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950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-08-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regal Securities | New York | NY | 06/2011 | Present |
1) Name of Business: Wall Street Rabbi LLC Nature of Business: Investing Address: no physical address (rep's current address) Position: President / Owner Investment Related: YES Start Date: 2/2018 #Hours/month: 1 (to maintain website) #Hours during trading hours: 0 2) Name: Prestige Employee Administrators Position: Contractor Nature of Position: refer customers to Prestige for referral fee Investment-related: No Start: 1/2019 Hours/month: Less than 1 per week (4 per month tops) Hours during trading: 0 3) Name of Business: Bottom Line Concepts Nature of Business: Consulting firm to large businesses looking to save money on various lines of expenses. Address: 1407 Broadway, 40th Floor, New York, NY 10018 Position: Introducing Broker (client referrals) Investment Related: No Start Date: 2/2020 (had previously been an OBA, dropped it, re-applied for it) #Hours/month: 1hr/week #Hours during trading hours: 0 4) Name: 2005 Eleven LLC Address: 92 SW 3 St., Apt. 5205, Miami FL, 33130 Nature of Business: Purchase, manage and sell real estate for own portfolio Position: Investor Investment-Related: Yes Start Date: 11/2021 Hours per month: <1 Hours during trading: 0 5) Name: 5803 WA LLC Address: 92 SW 3 St., Apt. 5205, Miami FL, 33130 Nature of Business: Purchase, manage and sell real estate for own portfolio Position: Investor Investment-Related: Yes Start Date: 11/2021 Hours per month: <1 Hours during trading: 0 6) Name: Mint PH Capital LLC Position: Owner (sole LLC member) Nature of Position: Owner Investment-related: Yes Nature of Business: Investing in approved Private Securities Transactions Start: 3/2024 Hours/month: 2 - 4 Hours during trading: 0 7) Name: Nada Success LLC Address: 6229 NE 2 Ave, Miami FL 33138 Nature of Business: Purchase, manage and Real Estate Position: Co-owner/investor Investment-Related: Yes Start Date: 5/2025 Hours per month: <1 Hours during trading: 0 8) Name: RAR Prometheus LLC Address: 30 N. Gould St., Ste R, Sheridan, WY 82801 Nature of Business: Investing in approved Private Securities Transactions Position: Member Investment-Related: Yes Start Date: 6/2026 Hours per month: <1 Hours during trading: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-14 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-19 |
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