Shawn Lawrence Connolly

Current Employers

Connolly Wealth Management

Austin, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-02-14

TX RA
APPROVED

Since 2011-02-14

Branch Locations

Austin, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Connolly Insurance Group	Austin	TX	11/1995	Present
Connolly Wealth Management, Llc	Austin	TX	11/2010	Present
Connolly Wealth Management, Llc	Austin	TX	11/2010	Present

11/1995 → Present

Connolly Insurance Group

Austin, TX
11/2010 → Present

Connolly Wealth Management, Llc

Austin, TX
11/2010 → Present

Connolly Wealth Management, Llc

Austin, TX

Previous Registrations

2022-06-09 → 2024-08-29

Abraham & Co., Inc.

Austin, TX

Gig Harbor, WA

Other Businesses

CONNOLLY FINANCIAL GROUP, INVESTMENT RELATED, AUSTIN TX 78783, INSURANCE SALES, President/Insurance Agent,11/1995, 80HRS PER/MONTH DURING TRADING HOURS. HE ALSO CONDUCTS TRUST REVIEWS AND INSURANCE SALES FOR CLA USA, A FINANCIAL SERVICES COMPANY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-12-20
S63	Uniform Securities Agent State Law Examination	1997-01-15

S65 Uniform Investment Adviser Law Examination

2008-12-20
S63 Uniform Securities Agent State Law Examination

1997-01-15

View on SEC IAPD