Tania Rosales

Current Employers

Employment History

• 10/2015 → 02/2025
  Ubs Financial Services Inc.
  Miami, FL
• 03/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL

Previous Registrations

• 2015-10-30 → 2025-03-11
  Ubs Financial Services Inc.
  Miami, FL
• 2013-08-06 → 2015-10-20
  Wells Fargo Clearing Services, Llc
  New York, NY
  Miami, FL
  Miami, FL

Other Businesses

I*: 2237266Entity Type: HOA, Co-op, FreeholdName of the other business: Viewpoint at Vista LagoWhether the business is investment-related: NoAddress of the other business: Miami Gardens, FloridaYour position: Secretary Start date of your relationship: 12-Mar-2025Approximate number of hours/month you devote to the other business: 1 hour weekly Number of hours you devote to the other business during securities trading hours: 0Briefly describe your duties relating to the other business: I am a community volunteer. I help direct the community with the Association Manager. I am 1 of 3 directors of the Association. I*2910299 Entity Type: For Profit Name of OBA: Soul Sauce LLC Address:Miami Gardens Florida Investment Related:No Position, Title, Association:Officer Start Date:11/28/2025 No Hours: 3 Weekly No Hours during trading:1 Weekly Duties:I would like to create a LLC for the purpose of purchasing a property and renting out and generating income. I will be the sole owner.

Exams

• S66 Uniform Combined State Law Examination
  2013-08-01
• S63 Uniform Securities Agent State Law Examination
  2001-08-30