Michal Fraser

Current Employers

Usa Financial Securities Llc

6020 East Fulton Street, Ada, MI 49301 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-02-03
FL	RA	APPROVED	2024-10-25
NC	RA	APPROVED	2024-03-28
CA	RA	APPROVED	2023-11-20
NJ	RA	APPROVED	2023-10-31
VA	RA	APPROVED	2023-03-20

MD RA
APPROVED

Since 2025-02-03
FL RA
APPROVED

Since 2024-10-25
NC RA
APPROVED

Since 2024-03-28
CA RA
APPROVED

Since 2023-11-20
NJ RA
APPROVED

Since 2023-10-31
VA RA
APPROVED

Since 2023-03-20

Branch Locations

870 Greenbrier Circle. Tower Ll Suite #405, Chesapeake, VA 23320 • United States

6020 East Fulton, Ada, MI 49301 • USA

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The O.N. Equity Sales Company	Norfork	VA	08/2001	Present
Interactive Financial Advisors	Oakbrook	IL	08/2005	02/2023
Legacy Planning Group, Llc	Virginia Beach	VA	05/2006	Present

08/2001 → Present

The O.N. Equity Sales Company

Norfork, VA
08/2005 → 02/2023

Interactive Financial Advisors

Oakbrook, IL
05/2006 → Present

Legacy Planning Group, Llc

Virginia Beach, VA

Previous Registrations

2005-11-04 → 2023-04-10

Interactive Financial Advisors

Virginia Beach, VA

Chesapeake, VA

Chesapeake, VA

Other Businesses

1) LEGACY PLANNING LLC - 870 GREENBRIER CIRCLE, TOWER II, ST. STE 405, CHESAPEAKE VA 23320. START DATE 01/02/2001 - OWNER - OFFERING FIXED INSURANCE AND ANNUITIES AND RELATED PRODUCTS TO MEET MY CLIENTS NEEDS. INVESTMENT RELATED. 2 HOURS PER MONTH DEVOTED TO BUSINESS. 2 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS. 2) NORFOLK COSMOPOLITAN CLUB - 1800 FLEET TERRACE, VIRGINIA BEACH, VA 23454 - 7/2004 TO PRESENT - SERVICE ENTITY WORKING WITH ITS FOUNDATION TO HELP RAISE AWARENESS AROUND DIABETES. 4 HOURS SEVOTED DURING SECURITIES TRADING HOURS. 3) BENEFIT PLANS 11/1/2001 TO PRESENT - AGENT, OFFERING HEALTH INSURANCE AND MEDICARE SUPPLEMENT 4) OHIO NATIONAL LIFE INSURANCE, AIG, ATHENE AND AMERICAN EQUITY INSURANCE PRODUCT SALES, STARTED 03/2018. INVESTMENT RELATED. 1 HOUR DEVOTED DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-10-31
S63	Uniform Securities Agent State Law Examination	1997-04-19

S65 Uniform Investment Adviser Law Examination

2005-10-31
S63 Uniform Securities Agent State Law Examination

1997-04-19

Other Names

Mike Douglas Fraser
Michal Douglas Fraser

View on SEC IAPD