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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-12-11
CO RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2009-12-11
  • CO RA
    APPROVED
    Since 2008-01-01

Branch Locations

1073 N Lincoln Ave. [Profit Formula], Loveland, CO 80537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Loveland CO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Loveland CO 11/2016 Present
Previous Registrations
  • 1999-01-01 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Loveland, CO
    Loveland, CO
    St. Louis, MO
Other Businesses

SELF EMPLOYED/HOBBY; NOT INVESTMENT RELATED; RODEO; BARREL RACING; START DATE 4/2010; 20 HRS MONTH; 0 HRS DURING TRADING. PURCHASE & SALE OF CATTLE & HORSES; NOT INVESTMENT RELATED; LOVELAND, CO; LIVESTOCK SALES FOR FAMILY USE; START DATE 6/2019; 2 HRS MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY - 5801 ; INV RELATED;LOVELAND,CO; RENTAL;100% OWNERSHIP; START DATE: 03/20/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-30
S63 Uniform Securities Agent State Law Examination 1997-02-12
  • S65 Uniform Investment Adviser Law Examination
    1997-05-30
  • S63 Uniform Securities Agent State Law Examination
    1997-02-12
Designations
Other Names
  • Kari Boxleitner
  • Kari Lynn Bates
  • Kari Kegerras

View on SEC IAPD

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