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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-12-11 |
| CO | RA | APPROVED | 2008-01-01 |
Branch Locations
1073 N Lincoln Ave. [Profit Formula], Loveland, CO 80537 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Loveland | CO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Loveland | CO | 11/2016 | Present |
SELF EMPLOYED/HOBBY; NOT INVESTMENT RELATED; RODEO; BARREL RACING; START DATE 4/2010; 20 HRS MONTH; 0 HRS DURING TRADING. PURCHASE & SALE OF CATTLE & HORSES; NOT INVESTMENT RELATED; LOVELAND, CO; LIVESTOCK SALES FOR FAMILY USE; START DATE 6/2019; 2 HRS MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY - 5801 ; INV RELATED;LOVELAND,CO; RENTAL;100% OWNERSHIP; START DATE: 03/20/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-12 |
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