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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2002-07-02 |
Branch Locations
1601 Elm St Ste 4350, Dallas, TX 75201 • United States
3200 Southwest Fwy Ste 3100, Houston, TX 77027-7528 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Dallas | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Dallas | TX | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 6351/6353 Ravendale Lane, , Dallas, TX, 75214; Not Investment-Related; 08/22/2025 / Single Family; 3321 Oak Grove Avenue, Unit 101, Dallas, TX, 75204; Not Investment-Related; 06/26/2025 / Single Family; 144 Ski Idlewild, Unit 2208, Winter Park, CO, 80048; Not Investment-Related; 10/13/2025. Business Ownership; Geaux Eagles, LLC; Co-owner; This is a Limited Liability Company that is used to handle the business operations of our financial planning practice with another advisor.; 1601 Elm Street, Suite 4350, Dallas, TX, 75201; Investment-Related; 03/31/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Geaux Frogs, LLC; Co-owner; This is an LLC that is used to handle the business operations of our financial planning practice with another advisor.; 1601 Elm Street, Suite 4350, Dallas, TX, 75201; Investment-Related; 08/18/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Inside the Loop, LP; Managing the financial aspects of the partnership.; Management Company; 1601 Elm Street, Suite 4350, Dallas, TX, 75201; Not Investment-Related; 01/01/2016; 10 to 19 hours per month; 1 to 9 during trading hours / Cannon Family Holdings, LLC; Co-owner; Real Estate; 6936 Pasadena Avenue, , Dallas, TX, 75214; Not Investment-Related; 11/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Watson-Stringer Building Owners Association, Inc.; Treasurer; 5172 Village Creek Drive, , Plano, TX, 75093; Not Investment-Related; 12/10/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Broadway Dallas; Former Chair; 909 1st Avenue, , Dallas, TX, 75210; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Geaux Sooners, LLC DBA Luminate; Co-owner; Compensation from Geaux Sooners, LLC DBA Luminate exclusively for my work associated with Ameriprise Business; 1601 Elm Street, Suite 4350, Dallas, TX, 75201; Investment-Related; 07/01/2021; 60 hours per month; 60 during trading hours. Other Business Activities; Oil and Gas Mineral Rights; Oil and Gas Production. I own very small parcels of mineral rights throughout East Texas. There were rights that I inherited from my father upon his passing.; 6936 Pasadena Avenue, , Dallas, TX, 75214; Not Investment-Related; 08/01/2024; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-12 |
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