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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2002-07-02
  • TX RA
    APPROVED
    Since 2002-07-02

Branch Locations

Dallas, TX • United States

1601 Elm St Ste 4350, Dallas, TX 75201 • United States

3200 Southwest Fwy Ste 3100, Houston, TX 77027-7528 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Dallas TX 09/2005 03/2020
Ameriprise Financial Services, Llc Dallas TX 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 6351/6353 Ravendale Lane, , Dallas, TX, 75214; Not Investment-Related; 08/22/2025 / Single Family; 3321 Oak Grove Avenue, Unit 101, Dallas, TX, 75204; Not Investment-Related; 06/26/2025 / Single Family; 144 Ski Idlewild, Unit 2208, Winter Park, CO, 80048; Not Investment-Related; 10/13/2025. Business Ownership; Geaux Eagles, LLC; Co-owner; This is a Limited Liability Company that is used to handle the business operations of our financial planning practice with another advisor.; 1601 Elm Street, Suite 4350, Dallas, TX, 75201; Investment-Related; 03/31/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Geaux Frogs, LLC; Co-owner; This is an LLC that is used to handle the business operations of our financial planning practice with another advisor.; 1601 Elm Street, Suite 4350, Dallas, TX, 75201; Investment-Related; 08/18/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Inside the Loop, LP; Managing the financial aspects of the partnership.; Management Company; 1601 Elm Street, Suite 4350, Dallas, TX, 75201; Not Investment-Related; 01/01/2016; 10 to 19 hours per month; 1 to 9 during trading hours / Cannon Family Holdings, LLC; Co-owner; Real Estate; 6936 Pasadena Avenue, , Dallas, TX, 75214; Not Investment-Related; 11/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Watson-Stringer Building Owners Association, Inc.; Treasurer; 5172 Village Creek Drive, , Plano, TX, 75093; Not Investment-Related; 12/10/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Broadway Dallas; Former Chair; 909 1st Avenue, , Dallas, TX, 75210; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Geaux Sooners, LLC DBA Luminate; Co-owner; Compensation from Geaux Sooners, LLC DBA Luminate exclusively for my work associated with Ameriprise Business; 1601 Elm Street, Suite 4350, Dallas, TX, 75201; Investment-Related; 07/01/2021; 60 hours per month; 60 during trading hours. Other Business Activities; Oil and Gas Mineral Rights; Oil and Gas Production. I own very small parcels of mineral rights throughout East Texas. There were rights that I inherited from my father upon his passing.; 6936 Pasadena Avenue, , Dallas, TX, 75214; Not Investment-Related; 08/01/2024; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-19
S63 Uniform Securities Agent State Law Examination 1999-02-12
  • S65 Uniform Investment Adviser Law Examination
    1999-07-19
  • S63 Uniform Securities Agent State Law Examination
    1999-02-12
Other Names
  • Mark B Cannon
  • Mark Cannon

View on SEC IAPD

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