James Alfred Sommerfield

Current Employers

Employment History

• 01/2001 → Present
  Wintrust Bank
  Chicago, IL
• 01/2025 → Present
  Lpl Financial Llc
  Chicago, IL

Previous Registrations

• 2026-01-09 → 2026-03-31
  Great Lakes Advisors, Llc
  Chicago, IL
• 2001-11-16 → 2025-12-31
  Great Lakes Advisors, Llc
  Chicago, IL
• 2005-05-23 → 2025-01-28
  Wintrust Investments Llc
  Chicago, IL
  Morton, IL
  Galena, IL
  Shelbyville, IL
  Independence, IA
  Pana, IL
  Morris, IL
  Collinsville, IL
  Cedar Rapids, IA
  Chicago, IL
  Waterloo, IA
  Chatham, IL
  Taylorville, IL
  Edwardsville, IL
  Warren, IL
  Swansea, IL
  Pontiac, IL
  Oak Forest, IL
  Bethany, IL
  Independence, IA
  Eagle, CO
  Chicago, IL
  Oswego, IL
  Chicago, IL
  Chicago, IL

Other Businesses

1. 03/ 2026 - Great Lakes Advisors - Outside/W-2 Employment - Inv Related - 160 Hour(s)/Month - 130 Hour(s) During Trading - Chicago IL 60604 - OBA Start Date 01/02/2001 2. 03/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name - Wintrust Investments - Inv Rel - At Reported Business Location (s) - Start Date 02/17/2026 - 160 hours per month/ 130 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-30
• S63 Uniform Securities Agent State Law Examination
  1997-04-14