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One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-01-06 |
Branch Locations
One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Far Horizons Capital Llc | Lake Forest | IL | 02/2013 | 08/2017 |
| Rmb Capital Management Llc | Chicago | IL | 09/2017 | Present |
1)CAPITAL RESOURCE MANAGEMENT,INC;INVESTMENT RELATED;DEERFIELD,ILLINOIS;INVESTMENT CONSULTING;CONSULTANT;1/2011;160 HRS/MONTH;120 HRS DURING TRADING;INVESTMENT MANAGER RESEARCH,CLIENT SERVICE,PERFORMANCE REPORTING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-01 |
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