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Edgar Henry Bachrach

Ubs Financial Services Inc.

Boulder, CO

Boulder, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-13
CO RA APPROVED 2016-01-19
TX RA APPROVED_RES 2004-01-02
IL RA APPROVED 2003-11-14
  • FL RA
    APPROVED
    Since 2025-02-13
  • CO RA
    APPROVED
    Since 2016-01-19
  • TX RA
    APPROVED_RES
    Since 2004-01-02
  • IL RA
    APPROVED
    Since 2003-11-14

Branch Locations

Boulder, CO • United States

1801 13Th Street, Boulder, CO 80302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Chicago IL 11/2003 Present
Previous Registrations
  • 2003-01-03 → 2003-11-17
    Oppenheimer & Co. Inc.
    Chicago, IL
  • 1998-08-21 → 2003-01-03
    Cibc World Markets Corp.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-17
S63 Uniform Securities Agent State Law Examination 1997-02-28
  • S65 Uniform Investment Adviser Law Examination
    1997-03-17
  • S63 Uniform Securities Agent State Law Examination
    1997-02-28
Other Names
  • Ted Bachrach

View on SEC IAPD

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