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Current Employers
Spearhead Administrative Services, Llc

3828 Kennett Pike Suite 202, Greenville, DE 19807 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2022-04-28
PA RA APPROVED 2022-04-25
  • DE RA
    APPROVED
    Since 2022-04-28
  • PA RA
    APPROVED
    Since 2022-04-25

Branch Locations

Kennett Square, PA • United States

3828 Kennett Pike Suite 202, Greenville, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lombard International Philadelphia PA 10/2001 12/2018
Lombard International Distribution Company Philadelphia PA 12/2010 12/2018
Spearhead Capital, Llc Kennett Square PA 01/2019 07/2022
Spearhead Capital Advisors Kennett Square PA 01/2019 12/2022
Spearhead Administrative Services, Llc Kennett Square PA 02/2022 Present
The Leaders Group, Inc. Summit NJ 07/2022 Present
  • 10/2001 → 12/2018
    Lombard International
    Philadelphia, PA
  • 12/2010 → 12/2018
    Lombard International Distribution Company
    Philadelphia, PA
  • 01/2019 → 07/2022
    Spearhead Capital, Llc
    Kennett Square, PA
  • 01/2019 → 12/2022
    Spearhead Capital Advisors
    Kennett Square, PA
  • 02/2022 → Present
    Kennett Square, PA
  • 07/2022 → Present
    The Leaders Group, Inc.
    Summit, NJ
Previous Registrations
  • 2020-03-13 → 2022-12-31
    Spearhead Capital Advisors, Llc
    Kennett Square, PA
Other Businesses

1.) SPEARHEAD ADMINISTRATIVE SERVICES, LLC - 4/1/22 - 3828 Kennett Pike, Suite 202, Greenville, DE 19807 - CEO, Invt Rel, 160 hrs/mo (during trading hours) 2.)The Leaders Group, Inc., Investment-related, 475 Springfield Avenue, Summit, NJ 07901, Registered Representative, start date - July 2022, 10 hrs/month during trading hours, variable insurance business (multiple states)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-11
S63 Uniform Securities Agent State Law Examination 2011-06-23
  • S65 Uniform Investment Adviser Law Examination
    2020-03-11
  • S63 Uniform Securities Agent State Law Examination
    2011-06-23
Other Names
  • Kenneth E Foley

View on SEC IAPD

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