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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-01-01 |
| FL | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2021-12-01 |
Branch Locations
405 Fifth Avenue South, Office 7H, Naples, FL 34102 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
1020 19Th Street Nw, Suite 200, Washington, DC 20036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carnes Capital Corporation | Naples | FL | 12/1996 | 10/2017 |
| Private Capital Management, L.P. | Naples | FL | 01/1998 | 10/2017 |
| Farr Miller & Washington, Llc | Washington | DC | 03/2019 | 09/2021 |
| Cheffy Passidomo, P.A. | Naples | FL | 05/2018 | 02/2019 |
| Unemployed | Naples | FL | 01/2018 | 04/2018 |
| Karpus Management Inc. | Naples | FL | 10/2017 | 01/2018 |
| Hightower Advisors | Chicago | IL | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-24 |
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