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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2020-12-18 |
| GA | RA | APPROVED | 2004-04-07 |
| TX | RA | APPROVED_RES | 2002-03-13 |
Branch Locations
3920 Arkwright Rd, Macon, GA 31210 • United States
Nashville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Macon | GA | 12/1996 | Present |
| Bank Of America, N.A. | Macon | GA | 11/2009 | Present |
I*2207310, Entity Type: Fiduciary role Name of OBA: MR M M H TTEE MR J M H IV TTEE U/A DTD , Address: Macon, Georgia, 31210, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 02-Dec-2024, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Trustee for parent's estate I*: 2854271 Entity Type: Fiduciary role Name of OBA: MR J M. H. IV TTEE MR M. M H. TTEE U/A DTD 0 Address: Macon, GA 31210 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 12/01/2024 Number of Hours: 2 hrs mthly Number of Hours during trading: 2 hrs mthly Duties: Trustee for siblings I*3045304 Entity Type: Entity For Profit Name of OBA: Figment to Fruition, LLC Address: Macon, Georgia, 31210 Investment Related: No Position, Title, Association: Officer,General Partner/Managing Member Employee Start Date: 10/31/2025 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Holding company for real estate. Pay bills
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-20 |
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