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Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-08
IL RA APPROVED 2017-08-24
  • FL RA
    APPROVED
    Since 2025-10-08
  • IL RA
    APPROVED
    Since 2017-08-24

Branch Locations

Cape Coral, FL • United States

200 South Wacker Drive Ste 700 , Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Glen Ellyn IL 02/2012 03/2017
National Securities Corp Lombard IL 07/2017 07/2022
Jagged Bolt Pizza Schaumburg IL 03/2017 07/2017
B. Riley Wealth Management Memphis TN 07/2022 Present
B. Riley Wealth Advisors Memphis TN 07/2017 Present
  • 02/2012 → 03/2017
    Glen Ellyn, IL
  • 07/2017 → 07/2022
    National Securities Corp
    Lombard, IL
  • 03/2017 → 07/2017
    Jagged Bolt Pizza
    Schaumburg, IL
  • 07/2022 → Present
    B. Riley Wealth Management
    Memphis, TN
  • 07/2017 → Present
    B. Riley Wealth Advisors
    Memphis, TN
Previous Registrations
  • 2015-02-06 → 2017-04-25
    Glen Ellyn, IL
    Geneva, IL
    Glen Ellyn, IL
    Glen Ellyn, IL
    Saint Charles, IL
    Downers Grove, IL
    Lombard, IL
    West Chicago, IL
Other Businesses

(1) B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; INSURANCE SALES; SR. INVESTMENT EXECUTIVE; START DATE: 07/2017; 25 HRS/MONTH, 10 DURING TRADING HOURS; INSURANCE PRODUCT SALES & SERVICES... (2) PRIMERICA FINANCIAL; TRAILING INCOME; INVESTMENT-RELATED; PREVIOUS AGENT; DULTH, GA; START 04/1996; 0 HRS/MONTH; TRAILING INCOME... (3) JBT WEALTH MANAGEMENT; INVESTMENT- RELATED; SAME ADDRESS AS BRWM; DBA FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 12/2023. 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS. (4) Cape Coral Running Group; Non-investment related; Cape Coral, Florida; Start Date 12/2025; 0Hrs/Month during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-05
S63 Uniform Securities Agent State Law Examination 1997-02-22
  • S65 Uniform Investment Adviser Law Examination
    2015-02-05
  • S63 Uniform Securities Agent State Law Examination
    1997-02-22
Other Names
  • Michael T Mcintyre
  • Michael Mac Mcintyre

View on SEC IAPD

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