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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-08 |
| IL | RA | APPROVED | 2017-08-24 |
Branch Locations
Cape Coral, FL • United States
200 South Wacker Drive Ste 700 , Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Glen Ellyn | IL | 02/2012 | 03/2017 |
| National Securities Corp | Lombard | IL | 07/2017 | 07/2022 |
| Jagged Bolt Pizza | Schaumburg | IL | 03/2017 | 07/2017 |
| B. Riley Wealth Management | Memphis | TN | 07/2022 | Present |
| B. Riley Wealth Advisors | Memphis | TN | 07/2017 | Present |
(1) B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; INSURANCE SALES; SR. INVESTMENT EXECUTIVE; START DATE: 07/2017; 25 HRS/MONTH, 10 DURING TRADING HOURS; INSURANCE PRODUCT SALES & SERVICES... (2) PRIMERICA FINANCIAL; TRAILING INCOME; INVESTMENT-RELATED; PREVIOUS AGENT; DULTH, GA; START 04/1996; 0 HRS/MONTH; TRAILING INCOME... (3) JBT WEALTH MANAGEMENT; INVESTMENT- RELATED; SAME ADDRESS AS BRWM; DBA FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 12/2023. 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS. (4) Cape Coral Running Group; Non-investment related; Cape Coral, Florida; Start Date 12/2025; 0Hrs/Month during trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-22 |
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