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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-03-29
  • FL RA
    APPROVED
    Since 2023-03-29

Branch Locations

3551 Bonita Bay Blvd, Bonita Springs, FL 34134 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thomas G. Ambrosi, Independent Contractor, Cpa Naples FL 02/2003 Present
One Harris Street Company Newburyport MA 10/1981 10/2018
Metlife Securities Inc. Newburyport MA 01/2015 03/2017
Mass Mutual Life Insurance Company Bonita Springs FL 07/2016 Present
Mml Investors Services, Llc Bonita Springs FL 03/2017 Present
  • 02/2003 → Present
    Thomas G. Ambrosi, Independent Contractor, Cpa
    Naples, FL
  • 10/1981 → 10/2018
    One Harris Street Company
    Newburyport, MA
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Newburyport, MA
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Bonita Springs, FL
  • 03/2017 → Present
    Bonita Springs, FL
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Newburyport, MA
  • 2007-09-13 → 2015-01-02
    New England Securities
    Newburyport, MA
    Boston, MA
    Newburyport, MA
  • 2005-06-01 → 2007-09-14
    Newburyport, MA
    Wellesley, MA
    Newburyport, MA
  • 2004-02-24 → 2005-06-01
    Mony Securities Corporation
    Newburyport, MA
  • 1998-11-28 → 2004-02-13
    1St Global Advisors Inc
    Newburyport, MA
Other Businesses

1) THOMAS G. AMBROSI, INDEPENDENT CONTRACTOR, CPA FROM RESIDENTIAL ADDRESS - 25 SECURITY HOURS AND 0 NON SECURITY HOURS SINCE 10/1977 2.)INDEPENDENT INSURANCE AGENT - FROM BUSINESS ADDRESS- DISABILITY, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE -0 SECURITY HORUS AND 0 NON SECURITY HOURS - SINCE 11/2012

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-06-02
  • S66 Uniform Combined State Law Examination
    1997-06-02

View on SEC IAPD

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