Carolyn Leticia Mora

Current Employers

Employment History

• 01/1999 → Present
  Carolyn L. Mora, Cpa, Pc
  El Paso, TX
• 08/2014 → 02/2019
  Hd Vest Investment Services
  El Paso, TX
• 08/2014 → 02/2019
  Hd Vest Advisory Services
  El Paso, TX
• 06/2018 → 02/2019
  Hd Vest Insurance Agency, Llc
  Irving, TX
• 02/2019 → 10/2019
  1St Global Capital, Corp
  El Paso, TX
• 02/2019 → 10/2019
  1St Global Advisors, Inc
  El Paso, TX
• 02/2019 → 02/2023
  Avantax Insurance Services, Inc.
  El Paso, TX
• 10/2019 → 02/2023
  Avantax Advisory Services
  El Paso, TX
• 10/2019 → 02/2023
  Avantax Investment Services, Inc.
  El Paso, TX
• 01/2023 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 01/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2023-02-17
  Avantax Advisory Services
  El Paso, TX
• 2019-02-11 → 2019-10-25
  1St Global Advisors Inc
  El Paso, TX
• 2014-08-27 → 2019-02-22
  Avantax Advisory Services
  El Paso, TX
• 2013-08-12 → 2014-09-04
  Cetera Investment Advisers Llc
  El Paso, TX
• 2008-08-12 → 2013-08-13
  1St Global Advisors Inc
  El Paso, TX
  El Paso, TX
• 2004-09-02 → 2008-08-18
  Equitable Advisors, Llc
  New York, NY
  El Paso, TX
  El Paso, TX

Other Businesses

1) CAROLYN L MORA, CPA, PC, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, PRESIDENT, OWNER, CPA MANAGEMENT OF OPERATIONS, TAX, ACCOUNTING SERVICES FOR SMALL BUSINESSES AND INDIVIDUALS, 30H/WEEK, SINCE 01/1999 2) CATHOLIC DIOCESE OF EL PASO, PRIEST RETIREMENT FUND, NOT INVESTMENT RELATED, 499 ST MATTHEWS STREET, EL PASO, TX, COMMITTEE MEMBER, COMMITTEE IS RESPONSIBLE FOR RETAINING ACTUARY AND REVIEWING RELATED REPORTS ON RECURRING BASIS, ASSESSING PENSION PAYOUT AMOUNTS TO RETIRED PRIESTS, 0.10H/WEEK, SINCE 03/2019 3) CAROLYN L MORA FINANCIAL SERVICES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, OWNER, CLIENT MEETINGS, FINANCIAL/INVESTMENT ACCOUNT SET UP/MONITORING, DBA FOR INVESTMENT BUSINESS, 20H/WEEK, SINCE 08/2014. 4) CHICO'S TACOS, INC., INVESTMENT RELATED, 10530 MONTWOOD DRIVE, EL PASO, TX, SHAREHOLDER, CONSULTANT, OWNER, GENERAL OVERVIEW OF FINANCIAL REPORTS, .5H/WEEK, SINCE 04/1995 5) MORA HOLDINGS, LLC, INVESTMENT RELATED, 10530 MONTWOOD DRIVE, EL PASO, TX, SHAREHOLDER, CONSULTANT, OWNER, GENERAL OVERVIEW OF FINANCIAL REPORTS, .5H/WEEK, SINCE 04/1995

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-20
• S63 Uniform Securities Agent State Law Examination
  1997-03-04

Designations

Other Names

• Carolyn Leticia Mora