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123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-09-09 |
Branch Locations
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Inc | Chicago | IL | 11/2006 | 08/2019 |
| Jpmorgan Chase Bank Na | Chicago | IL | 11/2016 | 08/2019 |
| Lpl Financial, Llc | Chicago | IL | 08/2019 | Present |
| Iht Wealth Management Llc | Chicago | IL | 08/2019 | Present |
1. 8/26/2019 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 8/23/19. 2. 9/4/2019 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 8/23/19 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 08/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. LPL Financial Broker Dealer Registered Representative Since 08/2019 Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-18 |
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