Gregory Warner Randall

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2021-06-01
CA	RA	APPROVED	2012-12-19

MN RA
APPROVED

Since 2021-06-01
CA RA
APPROVED

Since 2012-12-19

Branch Locations

Santa Rosa, CA • United States

Northfield, MN • United States

Fort Bragg, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Santa Rosa	CA	12/2012	Present

12/2012 → Present

Lpl Financial

Santa Rosa, CA

Previous Registrations

1997-12-15 → 2012-12-21

Ameriprise Financial Services, Llc

Santa Rosa, CA

Other Businesses

1.11/27/2012; Investment products and services are offered through LPL Financial LLC using the DBA/trade name GW Randall & Associates, Personal Wealth Managemen / GW Randall & Associates, Personal Wealth Management; Investment Related; at Reported Business Location(s); Start Date 11/27/2012; hrs/mth; hrs during trading 2.05/18/2026; NorthCentral DI; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/14/2026; 2hrs/mth; 0hrs during trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-01-23

S63 Uniform Securities Agent State Law Examination

1997-01-23

Designations

Other Names

Gregory Warne Randall

View on SEC IAPD