Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-07-21
TX RA APPROVED 2025-07-16
  • AZ RA
    APPROVED
    Since 2025-07-21
  • TX RA
    APPROVED
    Since 2025-07-16

Branch Locations

North Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ascend Financial Services, Inc. Phoenix AZ 12/1996 Present
C.R.I. Securities, Inc. Phoenix AZ 12/1996 10/2021
North Star Consultants Phoenix AZ 12/1996 Present
Minnesota Life Insurance Company St Paul MN 12/1996 08/2023
Cetera Wealth Services, Llc Scottsdale AZ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2025 Present
Integra Partners Llc Show Low AZ 12/2021 Present
  • 12/1996 → Present
    Ascend Financial Services, Inc.
    Phoenix, AZ
  • 12/1996 → 10/2021
    C.R.I. Securities, Inc.
    Phoenix, AZ
  • 12/1996 → Present
    North Star Consultants
    Phoenix, AZ
  • 12/1996 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Scottsdale, AZ
  • 07/2025 → Present
    Schaumburg, IL
  • 12/2021 → Present
    Integra Partners Llc
    Show Low, AZ
Other Businesses

1. HONOR HEALTH FOUNDATION POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: , Scottsdale AZ , United States DESCRIPTION: Member 2. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 3. NAME OF OTHER BUSINESS: INTEGRA PARTNERS LLC; INVESTMENT RELATED: NO; ADDRESS: 2721 W VILLA LOOP DRIVE, SHOW LOW, AZ 85901; NATURE OF BUSINESS: VACATION RENTAL PROPERTY; START DATE: 12/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: VACATION RENTAL THAT IS BEING RENTED OUT;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-12
S63 Uniform Securities Agent State Law Examination 1997-01-17
  • S65 Uniform Investment Adviser Law Examination
    2025-07-12
  • S63 Uniform Securities Agent State Law Examination
    1997-01-17
Other Names
  • Ali Rizvi
  • Ali Nisar Risvi
  • Ali Nisar Rizvi
  • Syed Ali Nisar Rizvi

View on SEC IAPD

More in North Phoenix, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor