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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-07-21 |
| TX | RA | APPROVED | 2025-07-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ascend Financial Services, Inc. | Phoenix | AZ | 12/1996 | Present |
| C.R.I. Securities, Inc. | Phoenix | AZ | 12/1996 | 10/2021 |
| North Star Consultants | Phoenix | AZ | 12/1996 | Present |
| Minnesota Life Insurance Company | St Paul | MN | 12/1996 | 08/2023 |
| Cetera Wealth Services, Llc | Scottsdale | AZ | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2025 | Present |
| Integra Partners Llc | Show Low | AZ | 12/2021 | Present |
1. HONOR HEALTH FOUNDATION POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: , Scottsdale AZ , United States DESCRIPTION: Member 2. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 3. NAME OF OTHER BUSINESS: INTEGRA PARTNERS LLC; INVESTMENT RELATED: NO; ADDRESS: 2721 W VILLA LOOP DRIVE, SHOW LOW, AZ 85901; NATURE OF BUSINESS: VACATION RENTAL PROPERTY; START DATE: 12/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: VACATION RENTAL THAT IS BEING RENTED OUT;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-17 |
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