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11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-10-29 |
Branch Locations
11835 W. Olympic Blvd. #1155 E., Los Angeles, CA 90064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Long Beach | CA | 07/2016 | 03/2018 |
| Waddell & Reed | Brea | CA | 03/2018 | 02/2019 |
| Various Insurance Carriers For W&R Insurance Agencies | Anaheim | CA | 03/2018 | 02/2019 |
| Ameriprise Financial Services, Inc. | Irvine | CA | 02/2019 | 10/2021 |
| Royal Alliance Associates, Inc. | Los Angeles | CA | 10/2021 | Present |
1. Director of recruiting and business development for NWF Advisory Group 11835 W. Olympic Blvd #1155 E. Los Angeles, CA 90064 2. EMPLOYEE OF NWF ADVISORY GROUP, LLC POSITION: Vice President of Business Development NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 10/18/2021 ADDRESS: 11835 W Olympic Blvd, ste 1155E, Los Angeles CA 90064, United States DESCRIPTION: Business development for the firm, recruiting of advisors to the firm, relationship management with existing advisors, and compliance delegate when needed. 3. NWF ADVISORY SERVICES IAR POSITION: Investment Advisor Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/18/2021 ADDRESS: 11835 E Olympic Blvd, ste 1155E, Los Angeles CA 90064, United States DESCRIPTION: I am affiliated with the RIA and am a Compliance delegate, as needed, for the RIA 4. ARTISANCAP DBA POSITION: Financial Professional NATURE: ArtisanCap is a DBA under/powered by NWF Advisory Group, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 03/12/2026 ADDRESS: 11835 W OLYMPIC BLVD #1155E, LOS ANGELES CA 90064-5001, United States DESCRIPTION: I am a financial professional marketing myself under the DBA ArtisanCap
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-22 |
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