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Current Employers
Nwf Advisory Services Inc

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-10-29
  • CA RA
    APPROVED
    Since 2021-10-29

Branch Locations

11835 W. Olympic Blvd. #1155 E., Los Angeles, CA 90064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Long Beach CA 07/2016 03/2018
Waddell & Reed Brea CA 03/2018 02/2019
Various Insurance Carriers For W&R Insurance Agencies Anaheim CA 03/2018 02/2019
Ameriprise Financial Services, Inc. Irvine CA 02/2019 10/2021
Royal Alliance Associates, Inc. Los Angeles CA 10/2021 Present
  • 07/2016 → 03/2018
    Td Ameritrade
    Long Beach, CA
  • 03/2018 → 02/2019
    Waddell & Reed
    Brea, CA
  • 03/2018 → 02/2019
    Various Insurance Carriers For W&R Insurance Agencies
    Anaheim, CA
  • 02/2019 → 10/2021
    Ameriprise Financial Services, Inc.
    Irvine, CA
  • 10/2021 → Present
    Royal Alliance Associates, Inc.
    Los Angeles, CA
Previous Registrations
  • 2019-02-28 → 2021-10-26
    Newport Beach, CA
  • 2018-03-19 → 2019-02-21
    Waddell & Reed
    Riverside, CA
    Brea, CA
    Ontario, CA
    Las Vegas, NV
  • 2016-08-18 → 2018-03-15
    Td Ameritrade, Inc.
    Long Beach, CA
  • 2016-08-18 → 2018-03-15
    Td Ameritrade Investment Management, Llc
    Long Beach, CA
  • 2016-01-06 → 2016-08-13
    Citrine Securities, Llc
    Anaheim Hills, CA
Other Businesses

1. Director of recruiting and business development for NWF Advisory Group 11835 W. Olympic Blvd #1155 E. Los Angeles, CA 90064 2. EMPLOYEE OF NWF ADVISORY GROUP, LLC POSITION: Vice President of Business Development NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 10/18/2021 ADDRESS: 11835 W Olympic Blvd, ste 1155E, Los Angeles CA 90064, United States DESCRIPTION: Business development for the firm, recruiting of advisors to the firm, relationship management with existing advisors, and compliance delegate when needed. 3. NWF ADVISORY SERVICES IAR POSITION: Investment Advisor Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/18/2021 ADDRESS: 11835 E Olympic Blvd, ste 1155E, Los Angeles CA 90064, United States DESCRIPTION: I am affiliated with the RIA and am a Compliance delegate, as needed, for the RIA 4. ARTISANCAP DBA POSITION: Financial Professional NATURE: ArtisanCap is a DBA under/powered by NWF Advisory Group, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 03/12/2026 ADDRESS: 11835 W OLYMPIC BLVD #1155E, LOS ANGELES CA 90064-5001, United States DESCRIPTION: I am a financial professional marketing myself under the DBA ArtisanCap

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-22
S63 Uniform Securities Agent State Law Examination 2002-11-22
  • S65 Uniform Investment Adviser Law Examination
    2015-12-22
  • S63 Uniform Securities Agent State Law Examination
    2002-11-22
Other Names
  • Jodi Marie Bender
  • Jodi Marie Weiss
  • Jodi Marie Weiss
  • Jodi Marie Weiss
  • Jodi Marie Johnston
  • Jodi Johnston

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