John Richard Currier

United Brokerage Services, Inc

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Current Employers

United Brokerage Services, Inc

514 Market Street, Parkersburg, WV 26101 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2026-03-17
WV	RA	APPROVED	2025-12-01
NC	RA	APPROVED	2023-04-04
SC	RA	APPROVED	2023-04-04

GA RA
APPROVED

Since 2026-03-17
WV RA
APPROVED

Since 2025-12-01
NC RA
APPROVED

Since 2023-04-04
SC RA
APPROVED

Since 2023-04-04

Branch Locations

6821 Carnegie Blvd, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dws Distributors, Inc	Chicago	IL	01/2012	07/2021
Idsquares	Matthews	NC	08/2021	03/2023
Lpl Financial Llc	Concord	NC	06/2022	08/2022
Independent Advisor Alliance	Charlotte	NC	06/2022	08/2022
Patrick Capital Markets, Llc	Saint Louis	MO	08/2022	03/2023
United Brokerage Services Inc.	Clover	SC	04/2023	04/2026
United Brokerage Services, Inc.	Charlotte	NC	01/2026	Present

01/2012 → 07/2021

Dws Distributors, Inc

Chicago, IL
08/2021 → 03/2023

Idsquares

Matthews, NC
06/2022 → 08/2022

Lpl Financial Llc

Concord, NC
06/2022 → 08/2022

Independent Advisor Alliance

Charlotte, NC
08/2022 → 03/2023

Patrick Capital Markets, Llc

Saint Louis, MO
04/2023 → 04/2026

United Brokerage Services Inc.

Clover, SC
01/2026 → Present

United Brokerage Services, Inc.

Charlotte, NC

Previous Registrations

2022-06-10 → 2022-08-18

Independent Advisor Alliance, Llc

Concord, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-04-21
S63	Uniform Securities Agent State Law Examination	1997-01-03

S66 Uniform Combined State Law Examination

2022-04-21
S63 Uniform Securities Agent State Law Examination

1997-01-03

View on SEC IAPD

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