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Eric Michael Stein

East Bay Investment Solutions

Charlotte, NC

Charleston, SC

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Current Employers
East Bay Investment Solutions

Charleston, SC • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2019-01-26
NC RA APPROVED 2019-01-25
  • SC RA
    APPROVED
    Since 2019-01-26
  • NC RA
    APPROVED
    Since 2019-01-25

Branch Locations

Charlotte, NC • United States

Charleston, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
East Bay Financial Services, Llc Charlotte NC 10/2018 Present
Nuveen Charlotte NC 02/2017 03/2018
Rsm Charlotte NC 08/2005 12/2016
Unemployed Charlotte NC 03/2018 10/2018
Strava Financial, Llc Westlake Village CA 12/2019 07/2020
  • 10/2018 → Present
    East Bay Financial Services, Llc
    Charlotte, NC
  • 02/2017 → 03/2018
    Nuveen
    Charlotte, NC
  • 08/2005 → 12/2016
    Rsm
    Charlotte, NC
  • 03/2018 → 10/2018
    Unemployed
    Charlotte, NC
  • 12/2019 → 07/2020
    Strava Financial, Llc
    Westlake Village, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-17
S63 Uniform Securities Agent State Law Examination 1998-11-30
  • S66 Uniform Combined State Law Examination
    2006-03-17
  • S63 Uniform Securities Agent State Law Examination
    1998-11-30
Designations

View on SEC IAPD

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