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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-02 |
| IN | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Securities Corporation | Lafayette | IN | 07/2008 | 07/2021 |
| Stifel, Nicolaus & Company, Incorporated | Lafayette | IN | 02/2017 | 07/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lafayette | IN | 07/2021 | Present |
| Bank Of America, N.A. | Lafayette | IN | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-19 |
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