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4525 East 91St Street, Tulsa, OK 74137 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2015-03-13 |
| TX | RA | APPROVED | 2015-03-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadent Capital Advisors, Llc | Tulsa | OK | 03/2015 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2016 | 08/2021 |
1) GRACE INVESTMENT HOLDINGS, LLC; NOT INVESTMENT RELATED; 6206 S SANDUSKY AVE TULSA, OK 74136; REAL ESTATE INVESTMENT PROPERTIES; MEMBER OF LLC; 01/2018; 0-1 HOURS/MONTH; 0 HOURS/MONTH DURING SECURITIES HOURS; RENTAL PROPERTY AND BUILDING FOR SPOUSES BUSINESS PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-30 |
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