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Deborah Ann Gianelli

Whole Family Financial Services, Inc.

Bothell, WA

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Current Employers
Whole Family Financial Services, Inc.

Bothell, WA • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-09-18
  • WA RA
    APPROVED
    Since 2019-09-18

Branch Locations

Bothell, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kms Financial Services, Inc Seattle WA 07/2007 09/2020
Whole Family Financial Services, Inc. Bothell WA 01/2018 Present
Previous Registrations
  • 2007-07-02 → 2019-12-31
    Kms Financial Services, Inc.
    Seattle, WA
    Bothell, WA
    Kirkland, WA
  • 2003-06-13 → 2007-07-03
    Brookstreet Securities Corporation
    Bothell, WA
  • 1997-09-12 → 2002-12-04
    Morgan Stanley Dw Inc.
    Bellevue, WA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-02-05
S65 Uniform Investment Adviser Law Examination 1997-02-05
  • S63 Uniform Securities Agent State Law Examination
    1997-02-05
  • S65 Uniform Investment Adviser Law Examination
    1997-02-05
Designations
Other Names
  • Deborah Delfavero
  • Deborah A Gianelli

View on SEC IAPD

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