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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-11-02 |
Branch Locations
Huntington Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jhfn Sii | Nashville | TN | 10/2011 | 11/2018 |
| Osaic Wealth, Inc. | Anaheim | CA | 11/2018 | Present |
| Genxfinancial | Orlando | FL | 01/2019 | Present |
1. COTTONWOOD CHURCH POSITION: Operations NATURE: This is a church INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/05/2015 ADDRESS: 4505 Katella Ave, Los Alamitos CA 92647, United States DESCRIPTION: Oversee the Accounts Payable and Account Receivable team for the church. 2. GENXFINANCIAL POSITION: Registered Assistant NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2019 ADDRESS: 12575 Faraday Lane, Orlando FL 32827, United States DESCRIPTION: This entity facilitates payroll and is not held out to the public. 3. INNOVATIVE FINANCIAL GROUP POSITION: Director of Field Supervision NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/11/2018 ADDRESS: 2908 Poston Ave Suite 1, Nashville TN 37203, United States DESCRIPTION: This is a DBA for our OSJ 4. SELL MY FINANCIAL PRACTICE POSITION: Supervision NATURE: This is to disclose succession planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2021 ADDRESS: 12575 Faraday Ln, Orlando FL 32827, United States DESCRIPTION: Discuss with FA the importance of succession planning
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-01-24 |
| S65 | Uniform Investment Adviser Law Examination | 2013-11-21 |
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