Cory James Chapman

Current Employers

Employment History

• 08/2014 → 12/2017
  Fsc Securities
  Los Angeles, CA
• 08/2014 → 12/2017
  The Retirement Group, Llc
  San Diego, CA
• 12/2017 → 09/2021
  Madison Avenue Securites, Llc
  San Diego, CA
• 12/2017 → 03/2021
  Madison Avenue Securites, Llc
  San Diego, CA
• 03/2021 → Present
  Efc Wealth Management Firm, Inc.
  Los Angeles, CA
• 02/2021 → 05/2026
  Solutions One
  Los Angeles, CA
• 01/2003 → Present
  Efc Wealth Group
  Los Angeles, CA
• 08/2011 → Present
  Cory Chapman Success 4 Your Life
  Los Angeles, CA
• 07/2019 → Present
  Advisorworks Online Services
  Los Angeles, CA

Previous Registrations

• 2017-12-14 → 2021-10-06
  Madison Avenue Securities, Llc
  San Diego, CA
  San Diego, CA
  Los Angeles, CA
• 2014-08-12 → 2017-12-18
  Fsc Securities Corporation
  San Diego, CA
  Los Angeles, CA
  San Francisco, CA
  El Segundo, CA
• 2014-08-19 → 2017-12-14
  The Retirement Group, Llc
  Los Angeles, CA
• 2009-05-19 → 2014-08-18
  Crown Capital Securities, L.P.
  Orange, CA
  Los Angeles, CA
• 2004-05-26 → 2009-05-27
  Lpl Financial Llc
  Los Angeles, CA
  Anaheim, CA
• 2003-12-17 → 2004-06-04
  First Allied Securities, Inc.
  Los Angeles, CA

Other Businesses

(1) EFC WEALTH GROUP; INV RELATED: YES, SOME INSURANCE PRODUCTS CAN BE CONSIDERED INVESTMENTS; ADDRESS: 5901 W CENTURY BLVD., SUITE 1516 LOS ANGELES, CA 90045; NATURE: INSURANCE PRODUCTS; POSITION:CEO TITLE/PARTNERSHIP WITH WIFE/INDEPENDENT INSURANCE AGENT; START DATE: 01/01/2003; HOURS/MONTH: 160; TRADING HOURS/MONTH: 160; DUTIES: INSURANCE SALES (2) EFC WEALTH MANAGEMENT DBA EFC WEALTH GROUP; INV RELATED:YES; ADDRESS: 5901 W CENTURY BLVD., SUITE 1516 LOS ANGELES, CA 90045; NATURE: FIXED INSURANCE BUSINESS; POSITION: INSURANCE AGENT/INDEPENDENT CONTRACTOR; START DATE: 01/01/2003; HOURS/MONTH: 160; TRADING HOURS/MONTH:160; DUTIES: INSURANCE SALES IN CONJUNCTION WITH ADVISORY BUSINESS. (3) CORY CHAPMAN/SUCCESS 4 UR LIFE; INV RELATED:NO; ADDRESS: 5678 W 63RD STREET LOS ANGELES, CA 90056; NATURE: a retirement income and tax specialist PROVIDING PERSONAL DEVELOPMENT THROUGH SEMINARS, WORKSHOPS, AUDIOS, BOOKS AND SPEAKING EVENTS; POSITION: PERSONAL DEVELOPMENT COACH, HIGH PERFORMANCE COACHING, SEMINARS, AUDIOS, BOOKS; START DATE:08/11/2011; HOURS/MONTH: AS NEEDED (NO SET HOURS); TRADING HOURS/MONTH: AS NEEDED (NO SET HOURS); DUTIES: PROVIDE COACHING AND PERSONAL DEVELOPMENT TO CLIENTS THROUGH SEMINARS, workshops, AUDIOS, BOOKS AND SPEAKING EVENTS (4) Mr. Chapman is a REAL ESTATE AGENT; START DATE: 07/12/2012; HOURS/MONTH:36; TRADING HOURS/MONTH:0; DUTIES: REAL ESTATE PURCHASE & SALES (5) ADVISORWORKS ONLINE SERVICES; INVESTMENT-RELATED: YES; ADDRESS: 5901 W Century Blvd., Suite 1516, LOS ANGELES, CA 90045; NATURE: TECH COMPANY FOR AUTOMATED INDUSTRY SALES & MARKETING; POSITION: STRATEGIST AND CONSULTANT; START DATE: 07/15/2019; HOURS/MONTH: 40; TRADING HOURS/MONTH: 0; DUTIES: CAMPAIGN STRATEGIES AND MARKETING IMPLEMENTATION. (6) CORY J. CHAPMAN; MR. CHAPMAN PROVIDES A FREE FINANCIAL EDUCATIONAL PROGRAM TO THE PUBLIC CALLED THE LOS ANGELES ADULT FINANCIAL EDUCATION ("LAAFE") PROGRAM. IT IS NOT INVESTMENT-RELATED. MR. CHAPMAN RECEIVES NO COMPENSATION. HE BEGAN INSTRUCTING LAAFE COURSES IN MARCH 2023. HE DEVOTES APPROXIMATELY 3 HOURS PER MONTH OR 1 SATURDAY CLASS PER MONTH. COURSES TAKE PLACE AT PEPPERDINE UNIVERSITY IN LOS ANGELES, CA.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-10
• S63 Uniform Securities Agent State Law Examination
  1998-01-22

Other Names

• Mickens Chapman